The Regulator’s New Dilemma: Online Social Media

The Securities and Exchange Commission (SEC) began taking a closer look at the financial advisers' use of social media and social networking.     Meanwhile, Financial Industry Regulatory Authority Inc.'s Social Networking Task Force is scheduled to discuss whether it needs to update its guidance on how advisers should use social-networking sites.  A little more than a year ago Financial Industry Regulatory Authority (FINRA) issued its first … [Read more...]

The Regulator’s New Dilemma: Online Social Media

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The Securities and Exchange Commission (SEC) began taking a closer look at the financial advisers' use of social media and social networking.     Meanwhile, Financial Industry Regulatory Authority Inc.'s Social Networking Task Force is scheduled to discuss whether it needs to update its guidance on how advisers should use social-networking sites.  A little more than a year ago Financial Industry Regulatory Authority (FINRA) issued its … [Read more...]